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No warranty or guarantee of any kind, expressed or implied, is given regarding the accuracy, reliability, veracity, or completeness of the information provided here or by following links from this or any other page within this site, and under no circumstances will the author or service provider be held responsible, or liable for errors, or omissions resulting in any loss or damage caused or...
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Find the best independent broker dealers and broker dealer services at Cross-Search. Adam P. Jodie is awesome. My practice is growing so I was trying to find the right Broker Dealer for my clients and me because my clients deserve the best experience I can give them. Jodie went to work and found me the best firm I could possibly have imagined. She did all the research, side-by-side comparisons,...
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Brokerdealer.com contains 35 global broker dealer databases designed for those seeking funding, underwriting or lead manager assistance. Brokerdealer.com is designed to help connect companies seeking broker dealer, funding, underwriting, or lead manager assistance for debt and equity offerings....
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As a full-service independent broker-dealer, we offer financial advisory services, brokerage support, third-party equity research, fixed-income and equity trading, and investment banking. These are the right resources and market perspective to support your investment needs. IFS Securities...
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Voted the Number #1 Independent Boutique Broker Dealer in the Country. The people at Summit make the difference. To hear what they have to say in a brief video presentation,. Watch Don Shula's video where he talks about winning, and what it means to be part of the Summit Team. Sign up for your...
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The future of financial management is here: Investalink. This remarkable cloud-based system offers the flexibility to open accounts, view aggregated client values, and look at trends and reports 24/7/365 – on a PC or Mac, laptop, tablet, iPad or even a Smart Phone – with an internet connection. All in a safe and secure manner. See The Top Ten Functions Integrated Into Investalink. Anyone who...
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North Capital Private Securities is a registered broker-dealer focused on private placements of equity and debt of private companies and funds. Read more ... TransactAPI is a transaction engine for offering, trading, and settling private securities. Read more ... Our network of syndicate partners expands your reach to thousands of accredited investors. Read more ...
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Live life on your terms. Choose Western International Securities, a highly respected independent broker-dealer and advisory firm. We are a broker-dealer and advisory firm with an unwavering commitment to the support of our advisors. Western is known as much for its flexibility and professionalism as for having access to the financial tools, and resources of such reputable clearing firms as...
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Advisors Grow Beards in Fight Against Cancer Financial Professionals Raise Funds, Maximize Company Match SCF Securities concluded Monday its second annual No-Shave November. 36 financial advisors and employees throughout the country participated…. SCF Cares: Shoe Boxes for Children Broker-Dealer Packs Gifts for Children Around the World SCF Securities, an independent boutique broker-dealer...
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Welcome to the Florida Securities Dealers Association, Inc., the trade association for the Florida securities industry for over 80 years. Representing broker-dealers, investment advisers, mutual funds, insurance companies, and other securities firms. The FSDA maintains effective and productive communications with lawmakers and regulators, and promotes the welfare of its members. The FSDA helps...
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Transaction includes approximately $5 million in mutual fund IRA Rollover and SEP IRA assets. These mutual fund assets generate approximately $12,000 annually in 12-B1 trailers. Average age of these mutual fund retirement accounts is approximately 12 years, and includes funds with John Hancock, MFS, Putnam, Black Rock, Eaton Vance, Pimco and others. PSAS has approximately 100 clients, who have...
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Top broker dealers in your locality can be found from this site. Our tools allow you to check stock broker ranking and reputation. If you want to trade in the US Stock Market, this is the place to find investment firms. Home I About Us I List Your Business Here I Contact Us I Privacy Policy.
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Broker Dealer, Dallas, TX, Registered Investment Advisor, Independent Rep. High payout grid. Ever wondered about being an Independent Registered Rep? Already gone independent? As you know being independent gives you choices. World Choice Securities, Inc. is a fully disclosed independent securities Broker Dealer, an Insurance Agency and a Registered Investment Advisor located in Dallas / Fort...
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BA provides Series 79 and Series 7 Sponsorship / broker dealer affiliation to experienced M&A intermediaries, investment bankers and professional finders. Our Bankers cover a variety of different industries and typically represent companies whose enterprise values are between $25 and $500 million. Please refer to the Series 79 Sponsorship/M&A Broker Dealer Services section for more information....
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Commissions, Compliance, Workflow, Imaging Software for Broker Dealers. Our scalable, robust and flexible back office system allows any BD to thrive. C5 solutions offers Broker Dealers Commissions, Compliance, Workflow, Imaging Software solutions. The 5 C’s of C5 Solutions stand for Commission Processing, Compliance Record Keeping, Customer Data Aggregation, Continuity Planning and Consulting....
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Broker Dealer Place procures buyers and sellers of BDs, RIAs, and Assets. Online training school for Firm Element and license training. Social network exclusive for financial industry professionals. Is a meeting site that procures buyers and sellers of FINRA-member securities brokerage firms (BD's). We represent purchasers and sellers of State and Securities and Exchange Commission (SEC)...
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We’re on top of financial advisor issues and have relationships with more than 80 broker dealers, one of them just right for you. When exploring opportunities, count on our industry expertise to help you find the broker dealer that is right for you. We’ll save you time, help you uncover broker dealer benefits often unknown to advisors, and charge you nothing. Appointment of former LPL exec...
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Drexel Hamilton, LLC. is a full-service institutional broker-dealer that focuses on providing quality financial services. We are founded on the principal of. Drexel Hamilton, LLC is a full-service institutional broker-dealer founded on the principle of offering meaningful employment opportunities to disabled veterans desiring a career in financial services. We are committed to developing the...
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Foresters Equity Services, Inc is a broker-dealer and registered investment advisor, specializing in unique, personalized solutions. Foresters Equity Services Inc (“Foresters Equity”) is a broker-dealer and registered investment advisor specializing in unique, personalized solutions. Learn More. Questions? Whether you’re a client or a prospective rep, you can request a one-on-one consultation...
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As broker-dealers and investment advisers firms have evolved and become more complex, so have their needs for functional and compliance support processes. CMC can help your firm evaluate a range of functional and compliance support services that we offer to meet your organization's specific needs and long term goals. Our Annual Service Program (ASP) along with our experienced compliance...
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